Wealth Management & Planning

Our Wealth Management service model offers ongoing investment objectives plus additional financial planning services for clients who desire and need them based on their individual situations.    For example, you can read about the professional couple, the active family, and the Wall Street banker who take advantage of these additional services.

Under this model our clients will get all the services that are included in the Core Investment Management plus the following services:

As Needed:

  • Stock option monitoring
  • Career/Transition planning


  • Tax Review Report completed and sent to client and/or accountant
  • Goal planning to include retirement and education funding
  • Cash flow management and tracking (income vs. expenses)
  • Debt management advice (mortgage, home equity lines, credit cards)
  • Updated financial plan and net worth progress
  • Assistance with impactful charitable giving strategies

Every Three Years:

  • Insurance and beneficiary review every three years (life, disability, liability and long term care)
  • Estate planning review meeting (change in circumstances, new laws and beneficiary review)


Additional fees may apply for accounts under $2 million.